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SBA Program Reporting CAFS Systems SBA Form 1502 Reporting SBA 7(a) Secondary Market Loan Sales SBA 7(a) Secondary Market Loan Servicing SBA 7(a) Secondary Market Certificate Transfers SBA 7(a) Secondary Market Pooling Program

SBA Program Reporting

SBA 7(a) Secondary Market

  • April 2024: Fiscal Transfer Agent Services for SBA 7(a) Secondary Market - March 29, 2024
  • Payoffs: March 2024 - Paid Off Loans - April 17, 2024
  • Secondary Market 7(a) Loans: New Investor Handout - November 3, 2022

    • SBA Base Rates

  • Interest Rates: April 2024: Wall Street Journal Prime Rates - April 2, 2024
  • Interest Rates: April 2024: New Maximum Allowable Fixed Rate for 7(a) Loans - April 2, 2024
  • Interest Rates: Sunset: SBA LIBOR Rates - July 5, 2023
  • Interest Rates : April 2024: SBA Optional Peg Rates - April 2, 2024
  • SBA LIBOR: Pools Base Rate Conversion - June 29, 2023

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    CAFS Systems

    Instructions

  • 10 Day Notice Processing Application: User Guide - February 23, 2023
  • Form 1502: API Instructions - October 3, 2023
  • LoanLIST: API Instructions - October 3, 2023
  • LoanLIST: User Experience - April 4, 2023
  • Program Guidelines: PPP Loans: How to Decrease Amount in ETRAN - August 23, 2021
  • Program Guidelines : PPP Loans: How to Increase Loan Amount in ETRAN - August 23, 2021

    • Resources

  • CAFS : API - Interconnection Security Agreement (ISA) - August 31, 2023
  • LoanLIST: User Guide - August 9, 2023

    • Training

  • API: FAQs - March 12, 2024
  • CAFS: User Guide Accessing FTA Apps - May 16, 2022
  • CAFS: PIMS User Guide - August 29, 2021
  • CAFS: Account Setup Guide - August 29, 2021
  • CAFS: FTA Portal User Application Access Matrix - August 29, 2021
  • CAFS : API Onboarding Process Map - October 6, 2021
  • Form 159: Submission Guide - August 29, 2021
  • Form 159: FAQs - August 29, 2021

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    SBA Form 1502 Reporting

    Instructions

  • 1502 : Reporting Common Errors / Exceptions - October 2, 2023
  • CY 2024: Due Dates Calendar - December 12, 2023
  • Paycheck Protection Program: SBA Form 1502 Reporting - January 13, 2022
  • Payments to FTA: Instructions - Lenders - January 3, 2024
  • SBA Annual Servicing Fee: Rate and Description - September 28, 2023
  • SBA Form 1502 Reporting: Prime Rate Change - December 11, 2023
  • SBA Form Instructions: 1502 Field Descriptions - March 24, 2023

    • Resources

  • 1502 : Fee Calculator - February 1, 2024
  • 1502 : Excel Template - March 21, 2022
  • 1502 CARES Module : 1112 Monthly Report Excel Template - September 22, 2021
  • 1502 CARES Module : PPP Fee ACH Disbursements to Lenders - August 23, 2021
  • SBA Form : Special Remittance: Prior SBA Fees - August 23, 2021

    • Training

  • 1502 : FAQs - March 12, 2024
  • 1502 : Changes to the Reporting Process - January 7, 2022
  • 1502 : Gateway User Guide - November 24, 2021
  • 1502 : User Guide Training Video - July 29, 2021
  • 1502 CARES Module: FAQs - September 7, 2021
  • 1502 CARES Module : User Guide - September 8, 2021
  • Lender Training: Resolution to Common Issues - September 23, 2021

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    SBA 7(a) Secondary Market Loan Sales

    Instructions

  • Payments to FTA: Payment Instructions - Brokers/Dealers - February 22, 2024
  • SBA Form Instructions: Form 1086 User Guide - February 17, 2023
  • SBA Form Instructions: 1086 Field Descriptions (Updated December 2021) - December 14, 2021
  • Settlement: New Purchaser/Registered Holder Guidelines - February 22, 2024

    • Resources

  • SBA 7(a): Premium Heat Map Visualizations - November 3, 2023
  • SBA 7(a): Premium Heat Map Tables - November 3, 2023
  • SBA Form: 1086 (Updated December 2021) - December 10, 2021
  • Secondary Market: Brokers' Standardized Bid Sheet - May 25, 2022
  • Settlements: Broker / Dealer Fee Account Form - October 17, 2023
  • Settlements Express: Frequently Asked Questions - January 30, 2023
  • Template: SBA Form 147 - January 19, 2024
  • Template: Summary Spreadsheet for Confirms - January 19, 2024
  • Template: Purchaser's Confirmation of Sale - January 19, 2024

    • Training

  • Program Guidelines: Secondary Market Loan Sales Guide - August 23, 2021
  • Program Guidelines : Secondary Market: Overview for Investors - August 23, 2021

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    SBA 7(a) Secondary Market Loan Servicing

    Training

  • Note Modifications: FAQs - September 9, 2021

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    SBA 7(a) Secondary Market Certificate Transfers

    Instructions

  • Guaranteed Interest Certificates (GICs): Required Transfer Documentation Checklist - April 22, 2024
  • Initial Confirmation of Origination Fees (COOF): Checklist - April 22, 2024
  • SBA Form Instructions: 1088 Field Descriptions - August 23, 2021

    • Resources

  • SBA Form: 1088 - August 30, 2021
  • Template: Detached Assignment Manifest - April 22, 2024
  • Template: W-9 - April 22, 2024
  • Template: Bulk COOF Creation Manifest - April 22, 2024

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    SBA 7(a) Secondary Market Pooling Program

    Instructions

  • SBA Form Instructions: 1454 Field Descriptions - August 23, 2021

    • Resources

  • SBA Form: 1454 - August 30, 2021
  • SBA Form : Notice of Originator Fee - August 23, 2021
  • SBA Pool Assemblers: Contact Information - February 14, 2024

    • Training

  • Program Guidelines: Guaranteed Loan Pool Certificate - September 13, 2022

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