[Federal Register Volume 85, Number 74 (Thursday, April 16, 2020)]
[Notices]
[Pages 21198-21215]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-07969]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XR010]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Marine Site Characterization
Surveys Off of New York and New Jersey
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
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SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an incidental harassment authorization (IHA) to
Atlantic Shores Offshore Wind, LLC (Atlantic Shores) to incidentally
harass, by Level B harassment only, marine mammals during marine site
characterization surveys off the coasts of New York and New Jersey in
the area of the Commercial Lease of Submerged Lands for Renewable
Energy Development on the Outer Continental Shelf (OCS-A 0499) and
along potential submarine cable routes to a landfall location in New
York or New Jersey.
DATES: This authorization is valid from April 20, 2020 through April
19, 2021.
FOR FURTHER INFORMATION CONTACT: Jordan Carduner, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the applications
and supporting documents, as well as a list of the references cited in
this document, may be obtained by visiting the internet at:
www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. In case of
problems accessing these documents, please call the contact listed
above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth.
The definitions of all applicable MMPA statutory terms cited above
are included in the relevant sections below.
Summary of Request
On November 5, 2019, NMFS received a request from Atlantic Shores
for an IHA to take marine mammals incidental to marine site
characterization surveys off the coast of New York and New Jersey in
the area of the Commercial Lease of Submerged Lands for Renewable
Energy Development on the Outer Continental Shelf (OCS-A 0499) and
along potential submarine cable routes to a landfall location in either
New York or New Jersey. A revised application was received on December
30, 2019. NMFS deemed that request to be adequate and complete.
Atlantic Shores' request is for the take of 12 marine mammal species by
Level B harassment. Neither Atlantic Shores nor NMFS expects serious
injury or mortality to result from this activity and the activity is
expected to last no more than one year, therefore, an IHA is
appropriate.
Description of the Proposed Activity
Atlantic Shores proposes to conduct marine site characterization
surveys, including high-resolution geophysical (HRG) and geotechnical
surveys, in the area of Commercial Lease of Submerged Lands for
Renewable Energy Development on the Outer Continental Shelf #OCS-A 0499
(Lease Area) and along potential submarine cable routes to landfall
locations in either New York or New Jersey.
The purpose of the planned surveys is to support the preliminary
site characterization, siting, and engineering design of offshore wind
project facilities including wind turbine generators, offshore
substations, and submarine cables within the Lease Area and along
export cable routes (ECRs). As many as three survey vessels may operate
concurrently as part of the planned surveys. Underwater sound resulting
from Atlantic Shores' planned site characterization surveys has the
potential to result in incidental take of marine mammals in the form of
behavioral harassment (i.e., Level B harassment only). The estimated
duration of the surveys is expected to be up to 350 total days
(including 210 survey days within the Lease Area and 140 survey days
within the ECR areas; see Table 1) between April 2020 and April 2021.
This schedule is based on 24-hour operations and includes
[[Page 21199]]
potential down time due to inclement weather.
Table 1--Summary of Proposed HRG Survey Segments
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Duration
Survey segment (survey days)
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Lease Area.............................................. 210
Northern ECR............................................ 80
Southern ECR............................................ 60
All areas combined...................................... 350
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Atlantic Shores' geotechnical survey activities are described in
detail in the notice of proposed IHA (85 FR 7926; February 12, 2020).
As described in that notice, the geotechnical survey activities not
expected to result in the take of marine mammals and are therefore not
analyzed further in this document. The HRG survey activities planned by
Atlantic Shores are also described in detail in the notice of proposed
IHA (85 FR 7926; February 12, 2020). The HRG equipment that may be used
by Atlantic Shores are shown in Table 2. The literature sources for the
sound source levels shown in Table 2 are in Table 2-2 in the IHA
application.
Table 2--Summary of HRG Survey Equipment Proposed for Use by Atlantic Shores
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Operating Pulse
HRG equipment category Specific HRG equipment frequency Source level Beamwidth Typical pulse repetition
range (kHz) (dB rms) (degrees) duration (ms) rate
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Single Beam Echosounders............... Kongsberg EA 400............... 38 to 200 222.8 31 0.3 10
Teledyne ODOM Echotrac CVM..... 24 224.6 20 0.3 10
Sparker................................ Applied Acoustics Dura-Spark 0.25 to 5 211.4 180 2.5 1.6
240.
Sub-Bottom Profiler.................... Edgetech 2000-DSS.............. 2 to 16 178 24 6.3 10
Edgetech 216................... 2 to 16 179 17, 20, or 24 10 10
Edgetech 424................... 4 to 24 180 71 4 2
Edgetech 512i.................. 0.5 to 12 180 80 10 10
Teledyne Benthos Chirp III..... 2 to 7 197 100 15 10
10 to 20 205 30 15 10
Kongsberg GeoPulse............. 2 to 12 214 30, 40, or 55 16 10
Innomar SES-2000 Medium-100 85 to 115 241 2 2 40
Parametric.
Boomer................................. Applied Acoustics S-Boom Triple 0.01 to 20 203 80 0.8 3
Plate.
Applied Acoustics S-Boom....... 0.01 to 20 195 98 0.8 3
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As described above, detailed description of Atlantic Shores'
planned surveys is provided in the notice of proposed IHA (85 FR 7926;
February 12, 2020). Since that time, no changes have been made to the
activities. Therefore, a detailed description is not provided here.
Please refer to that notice for the detailed description of the
specified activity. Mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Mitigation and
Monitoring and Reporting below).
Comments and Responses
A notice of proposed IHA was published in the Federal Register on
February 12, 2020 (85 FR 7926). During the 30-day public comment
period, NMFS received comment letters from the Marine Mammal Commission
(Commission) and the New Jersey Council of Diving Clubs. NMFS has
posted the comments online at: www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. Please see the Commission's letter for full
details regarding their recommendations.
Comment 1: The Commission recommends that NMFS incorporate the
actual beamwidth of 100[deg] rather than 180[deg] for the Teledyne
Benthos Chirp III and 98[deg] rather than 180[deg] for the Applied
Acoustics S-Boom and re-estimate the Level A and B harassment zones
accordingly.
Response: None of the HRG sources specified by the Commission's
comment were determined to be the dominant source in terms of Level A/B
harassment zones and therefore were not used for estimating relevant
ensonified zones. Additionally, the Commission's recommendations would
result in harassment zone sizes for these particular sources that would
be equal to, or lesser than, those described in the proposed IHA, and
therefore would not result in a change to the dominant source used to
estimate marine mammal exposures. As re-modeling these specific sources
would not result in any changes to marine mammal exposure estimates,
Level A or Level B harassment take numbers, or our determinations, we
have determined that taking these steps is not warranted for this
authorization. NMFS will take the Commission's comments into
consideration for future ITAs for similar activities and sources.
Comment 2: The Commission recommends that NMFS use the out-of-beam
source level of 187 dB re 1 [mu]Pa at 1 m from Subacoustech (2018) for
the Innomar SES-2000 Medium-100 parametric SBP and re-estimate the
Level A and B harassment zones accordingly. Otherwise, the Commission
states that NMFS should use the in-beam source level and beamwidth to
revise the harassment zones accordingly for the parametric SBP.
Response: With respect to the Innomar SES-2000 Medium-100
parametric SBP, NMFS has determined that, based on the very narrow beam
width of this source (i.e., 2 degrees), it is extremely unlikely that a
marine mammal would be exposed to sound emitted from this particular
source. In addition, baleen whales are unlikely to hear signals from
this source, which operates at 85-115 kHz. Therefore, we have
determined the potential for this source to result in take of marine
mammals is so low as to be discountable, and re-modeling harassment
isopleths for this source is therefore not warranted.
[[Page 21200]]
Comment 3: The Commission recommends that NMFS incorporate water
depth when considering the beam width for all sources, including in
this instance single-beam echosounders, shallow-penetration SBPs and
boomers, and revise the Level A and B harassment zones accordingly.
Response: NMFS agrees with the Commission that water depth should
be incorporated in acoustic modeling for HRG sources and acknowledges
that depth was not incorporated in the modeling of HRG sources that was
used for modeling exposure estimates in the notice of proposed IHA (85
FR 7926; February 12, 2020). However, NMFS has confirmed using a
recently-developed spreadsheet tool that accompanies our interim HRG
guidance (NMFS, 2019),which incorporates water depth, that the
incorporation of water depth in modeling the HRG sources planned for
use by Atlantic Shores would result only in smaller harassment zones
for some sources, and would not result in larger zones for any sources.
In addition, for the source that was determined to be the dominant
source in terms of the Level B harassment zone and was therefore used
to model acoustic exposures (the AA DuraSpark 240), using our interim
guidance (NMFS, 2019) we determined incorporation of depth resulted in
no change to the modeled Level B harassment isopleth. As a result, NMFS
will take the Commission's comments into consideration for future ITAs
for similar activities and sources to ensure action proponents
incorporate depth into acoustic modeling (as we agree is appropriate).
However, as taking this step would not change the modeled distances to
relevant isopleths for dominant sources, and therefore would result in
no change to exposure estimates, authorized take numbers, or our
determinations, NMFS has determined that taking this step for this
particular authorization is not warranted. We note that the recently-
developed spreadsheet tool that accompanies the NMFS interim HRG
guidance, referred to above, was not publicly available at the time the
Atlantic Shores IHA application was submitted, but is now available to
the public upon request. We also note that the NMFS interim HRG
guidance did not previously incorporate water depth, but a revised
version has been developed since the notice of proposed IHA (85 FR
7926; February 12, 2020) was published, and this version will be shared
with applicants from this point onward. These recent developments will
ensure water depth will be incorporated in future IHAs issued for HRG
surveys.
Comment 4: The Commission recommends that NMFS and BOEM expedite
efforts to develop and finalize, in the next six months, methodological
and signal processing standards for HRG sources. Those standards should
be used by action proponents that conduct HRG surveys and that either
choose to conduct in-situ measurements to inform an authorization
application or are required to conduct measurements to fulfill a lease
condition set forth by BOEM.
Response: NMFS agrees with the Commission that methodological and
signal processing standards for HRG sources is warranted and is working
on developing such standards. However, NMFS cannot ensure such
standards will be developed within the Commission's preferred time
frame.
Comment 5: The Commission recommends that NMFS (1) prohibit
Atlantic Shores and other action proponents from using the impulsive
Level A harassment thresholds for estimating the extents of the Level A
harassment zones for non-impulsive sources (i.e., echosounders,
shallow-penetration SBPs, pingers, etc.) and (2) require action
proponents to use the correct Level A harassment thresholds in all
future applications.
Response: NMFS concurs with the Commission's recommendation. As
described in the notice of proposed IHA, NMFS does not agree with
Atlantic Shores' characterization of certain HRG sources as impulsive
sources. However, this characterization results in more conservative
modeling results. Thus, we have assessed the potential for Level A
harassment to result from the proposed activities based on the modeled
Level A harassment zones with the acknowledgement that these zones are
likely conservative. This approach allows us to assess the impacts of
the proposed activity conservatively and is appropriate in this case.
Therefore, it is unnecessary to make any changes to the analysis for
this proposed activity. However, we will proactively work with action
proponents to require use of the correct Level A harassment thresholds
in all future applications.
Comment 6: The Commission recommends that NMFS (1) re-estimate all
of the Level A and B harassment zones using its user spreadsheet that
incorporates the operating frequency and beam width and (2) provide the
spreadsheet to all action proponents that conduct HRG surveys, post it
on NMFS's website, and require all action proponents to use it for all
future HRG-related authorizations.
Response: NMFS appreciates the Commission's comments and concurs
with this recommendation. However, the current Level A harassment User
Spreadsheet does not incorporate operating frequency or beam width as
inputs for assessing Level A harassment zones. The tool referenced by
the Commission is in development and will not be available for use
prior to making a decision regarding the issuance of this IHA. In
addition, re-estimating the isopleth distances for Level A harassment
with the incorporation of operating frequency and beam width would
result in smaller Level A zones and would therefore not result in any
change in our determination as to whether Level A harassment is a
likely outcome of the activity. Therefore, the Level A harassment zones
will not be recalculated. Note that the current User Spreadsheet is
available on our website. The current interim guidance for determining
Level B harassment zones does incorporate operating frequency and beam
width. We strongly recommend that applicants employ these tools, as we
believe they are best currently available methodologies. However,
applicants are free to develop additional models or use different tools
if they believe they are more representative of real-world conditions.
Comment 7: The Commission recommends that NMFS (1) continue to
prohibit action proponents, including Atlantic Shores, from using a
100-msec integration time to adjust the SPLrms-based source levels when
estimating the Level B harassment zones, (2) ensure that the Federal
Register notice for the final authorization does not incorrectly state
that pulse duration was considered in the estimation of the Level B
harassment zones, and (3) require action proponents to omit any related
discussions regarding integration time from all future applications to
avoid unnecessary confusion and errors in future Federal Register
notices.
Response: As the Commission is aware, NMFS does not have the
authority to require action proponents to omit the discussion of
particular topics in ITA applications. We will, however, continue to
prohibit applicants from using a 100-msec integration time to adjust
the SPLrms-based source levels when estimating the Level B harassment
zones, as we have done in this IHA. NMFS has removed references to the
use of pulse duration for the estimation of Level B harassment zones.
Comment 8: The Commission recommends that NMFS evaluate the impacts
of sound sources consistently across all action proponents and deem
[[Page 21201]]
sources de minimis in a consistent manner for all proposed incidental
harassment authorizations and rulemakings. This has the potential to
reduce burdens on both action proponents and NMFS.
Response: NMFS concurs with the Commission's recommendation and
agrees that sound sources should be analyzed in a consistent manner and
agrees that sources determined to result in de minimis impact should
generally be considered unlikely to result in take under the MMPA. As
an example, NMFS has determined that most types of geotechnical survey
equipment are generally unlikely to result in the incidental take of
marine mammals (in the absence of site-specific or species-specific
circumstances that may warrant additional analysis). NMFS has not made
such a determination with respect to all HRG sources. As NMFS has not
made a determination that sound from all HRG sources would be
considered de minimis we cannot rule out the potential for these
sources to result in the incidental take of marine mammals.
Comment 9: The Commission recommends that NMFS consider whether, in
such situations involving HRG surveys, incidental harassment
authorizations are necessary given the small size of the Level B
harassment zones, the proposed shut-down requirements, and the added
protection afforded by the lease-stipulated exclusion zones.
Specifically, the Commission states that NMFS should evaluate whether
taking needs to be authorized for those sources that are not considered
de minimis, including sparkers and boomers, and for which
implementation of the various mitigation measures should be sufficient
to avoid Level B harassment takes.
Response: NMFS has evaluated whether taking needs to be authorized
for those sources that are not considered de minimis, including
sparkers and boomers, factoring into consideration the effectiveness of
mitigation and monitoring measures, and we have determined that
implementation of mitigation and monitoring measures cannot ensure that
all take can be avoided during all HRG survey activities under all
circumstances at this time. If and when we are able to reach such a
conclusion, we will re-evaluate our determination that incidental take
authorization is warranted for these activities.
Comment 10: The Commission recommends that NMFS authorize up to two
Level B harassment takes of sei whales based on group size.
Response: Based on survey data from 2010 through 2018 from the
Annual Reports of Comprehensive Assessments of Marine Mammal, Marine
Turtle, and Seabird Abundance and Spatial Distribution in U.S. waters
of the Western North Atlantic Ocean (AMAPPS), published by the NOAA
Fisheries Northeast and Southeast Fisheries Science Centers, the mean
group size for sei whales was determined to be 1.3 whales (NOAA
Fisheries Northeast and Southeast Fisheries Science Centers, 2019,
2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011). However, to be
conservative, we have authorized two takes of sei whales to account for
the fact that sei whales may be encountered in pairs.
Comment 11: The Commission recommends that NMFS authorize up to 30
Level B harassment takes of Risso's dolphins for Atlantic Shores based
on group size.
Response: Based on AMAPPS survey data from 2010 through 2018, the
mean group size for Risso's dolphins was determined to be 5.9 dolphins
(NOAA Fisheries Northeast and Southeast Fisheries Science Centers,
2019, 2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011). We have
therefore not followed the recommendation of the Commission and have
authorized 6 takes of Risso's dolphins based on group size as proposed
in our notice of proposed IHA (85 FR 7926; February 12, 2020).
Comment 12: The Commission recommends that NMFS require Atlantic
Shores to report as soon as possible and cease project activities
immediately in the event of an unauthorized injury or mortality of a
marine mammal from a vessel strike until the NMFS Office of Protected
Resources and the NMFS New England/Mid-Atlantic Regional Stranding
Coordinator determine whether additional measures are necessary to
minimize the potential for additional unauthorized takes.
Response: NMFS has imposed a suite of measures in this IHA to
reduce the risk of vessel strikes and has not authorized any takes
associated with vessel strikes. However, NMFS does not concur and does
not adopt the recommendation. NMFS does not agree that a blanket
requirement for project activities to cease would be practicable for a
vessel that is operating on the open water, and it is unclear what
mitigation benefit would result from such a requirement in relation to
vessel strike. The Commission does not suggest what measures other than
those prescribed in this IHA would potentially prove more effective in
reducing the risk of strike. Therefore, we have not included this
requirement in the authorization. NMFS retains authority to modify the
IHA and cease all activities immediately based on a vessel strike and
will exercise that authority if warranted.
Comment 13: The Commission recommends that NMFS refrain from
issuing renewals for any authorization and instead use its abbreviated
Federal Register notice process. That process is similarly expeditious
and fulfills NMFS's intent to maximize efficiencies, and that NMFS (1)
stipulate that a renewal is a one-time opportunity (a) in all Federal
Register notices requesting comments on the possibility of a renewal,
(b) on its web page detailing the renewal process, and (c) in all draft
and final authorizations that include a term and condition for a
renewal and, (2) if NMFS refuses to stipulate a renewal being a one-
time opportunity, explain why it will not do so in its Federal Register
notices, on its web page, and in all draft and final authorizations.
Response: NMFS does not agree with the Commission and, therefore,
does not adopt the Commission's recommendations. NMFS believes IHA
renewals can be appropriate in certain limited circumstances. NMFS will
provide a more detailed response within 120 days, as required by
section 202(d) of the MMPA.
Comment 14: The Commission recommends that, for all authorizations
and rulemakings, NMFS provide separate, detailed explanations for not
following or adopting any Commission recommendation.
Response: NMFS agrees that section 202(d) of the MMPA requires that
any recommendations made by the Commission be responded to within 120
days of receipt, and that response to recommendations that are not
followed or adopted must be accompanied by a detailed explanation of
the reasons why. Therefore, NMFS concurs with the Commission's
recommendation that NMFS provide detailed explanations for not
following or adopting any Commission recommendation.
However, NMFS disagrees with the Commission's underlying allegation
that we have not provided the necessary responses, as required by the
MMPA. Section 202(d) requires NMFS to provide detailed explanations of
the reasons why recommendations are not adopted within 120 days,
however it does not provide the Commission with the authority to assess
the adequacy of NMFS' response, and NMFS believes that the explanations
provided are sufficient. Regarding certain examples where NMFS does
acknowledge having yet to provide the requisite detailed explanation,
the Commission notes that it has been ``over a month'' with no
[[Page 21202]]
response. However, as noted accurately by the Commission, the statute
requires only that the explanation be provided within 120 days.
Comment 15: The New Jersey Council of Diving Clubs recommended that
Atlantic Shores take steps to safeguard sport divers that are in the
area of proposed surveys.
Response: The commenter's letter focused on specific issues that
are not germane to our consideration of requested action under the
MMPA, and provided recommendations relating to mitigation of potential
impacts to recreational divers. NMFS's proposed action--the issuance of
an IHA authorizing incidental take of marine mammals--necessarily
results in impacts only to marine mammals and marine mammal habitat.
Therefore, the comments are not relevant to NMFS's proposed action.
Although NMFS does not have the authority to require measures specific
to diver safety, we have provided the commenter's letter to Atlantic
Shores for their consideration.
Changes From the Proposed IHA to Final IHA
As described above, the following revision has been made to
authorized take numbers:
Authorized Level B harassment takes of sei whales has been
revised from one to two.
Description of Marine Mammals in the Area of Specified Activity
Sections 3 and 4 of the IHA application summarize available
information regarding status and trends, distribution and habitat
preferences, and behavior and life history, of the potentially affected
species. Additional information regarding population trends and threats
may be found in NMFS' Stock Assessment Reports (SARs;
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS'
website (www.fisheries.noaa.gov/find-species).
Table 3 summarizes information related to the population or stock,
including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2019). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no mortality is anticipated or authorized here, PBR is
included here as a gross indicator of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Atlantic SARs. All values presented in Table 3 are the most
recent available at the time of publication and are available in the
2019 draft Atlantic SARs (Hayes et al., 2019), available online at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region.
Table 3--Marine Mammals Known To Occur in the Survey Area That May Be Affected by Atlantic Shores' Activity
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Stock
MMPA and ESA abundance (CV,
status; Nmin, most Predicted Annual M/SI Occurrence in
Common name (scientific name) Stock strategic (Y/ recent abundance (CV) PBR \4\ \4\ project area
N) \1\ abundance \3\
survey) \2\
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Toothed whales (Odontoceti)
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Sperm whale (Physeter North Atlantic... E; Y 4,349 (0.28; 5,353 (0.12) 6.9 0.0 Rare.
macrocephalus). 3,451; n/a)
Long-finned pilot whale W North Atlantic. -; N 39,215 (0.3; \5\ 18,977 306 21 Rare.
(Globicephala melas). 30,627; n/a) (0.11)
Atlantic white-sided dolphin W North Atlantic. -; N 93,233 (0.71; 37,180 (0.07) 544 26 Common.
(Lagenorhynchus acutus). 54,443; n/a)
Bottlenose dolphin (Tursiops W North Atlantic, -;N 62,851 (0.23; \5\ 97,476 519 28 Common offshore.
truncatus). Offshore. 51,914; 2011) (0.06)
W North Atlantic, -;N 6,639 (0.41; 48 6.1-13.2 Common nearshore.
Northern Coastal 4,759; 2015)
Migratory.
Common dolphin (Delphinus W North Atlantic. -;N 172,825 86,098 (0.12) 1,452 419 Common.
delphis). (0.21;
145,216; 2011)
Atlantic spotted dolphin W North Atlantic. -;N 39,921 (0.27; 55,436 (0.32) 320 0 Common.
(Stenella frontalis). 32,032; 2012)
Risso's dolphin (Grampus W North Atlantic. -;N 35,493 (0.19; 7,732 (0.09) 303 54.3 Rare.
griseus). 30,289; 2011)
[[Page 21203]]
Harbor porpoise (Phocoena Gulf of Maine/Bay -;N 95,543 (0.31; * 45,089 851 217 Common.
phocoena). of Fundy. 74,034; 2011) (0.12)
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Baleen whales (Mysticeti)
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North Atlantic right whale W North Atlantic. E; Y 428 (0; 418; n/ * 535 (0.45) 0.8 6.85 Occur seasonally.
(Eubalaena glacialis). a)
Humpback whale (Megaptera Gulf of Maine.... -;N 1,396 (0; * 1,637 (0.07) 22 12.15 Common year round.
novaeangliae). 1,380; n/a)
Fin whale (Balaenoptera W North Atlantic. E; Y 7,418 (0.25; 4,633 (0.08) 12 2.35 Year round in
physalus). 6,025; n/a) continental shelf
and slope waters.
Sei whale (Balaenoptera Nova Scotia...... E; Y 6,292 (1.015; * 717 (0.30) 6.2 1.0 Year round in
borealis). 3,098; n/a) continental shelf
and slope waters.
Minke whale (Balaenoptera Canadian East -;N 24,202 (0.3; * 2,112 (0.05) 8.0 7.0 Year round in
acutorostrata). Coast. 18,902; n/a) continental shelf
and slope waters.
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Earless seals (Phocidae)
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Gray seal \6\ (Halichoerus W North Atlantic. -;N 27,131 (0.19; .............. 1,389 5,410 Common.
grypus). 23,158; n/a)
Harbor seal (Phoca vitulina)... W North Atlantic. -;N 75,834 (0.15; .............. 2,006 350 Common.
66,884; 2012)
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\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR (see
footnote 3) or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ Stock abundance as reported in NMFS marine mammal stock assessment reports (SAR) except where otherwise noted. SARs available online at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments. CV is coefficient of variation; Nmin is the minimum estimate
of stock abundance. In some cases, CV is not applicable. For certain stocks, abundance estimates are actual counts of animals and there is no
associated CV. The most recent abundance survey that is reflected in the abundance estimate is presented; there may be more recent surveys that have
not yet been incorporated into the estimate. All values presented here are from the 2019 draft Atlantic SARs (Hayes et al., 2019).
\3\ This information represents species- or guild-specific abundance predicted by recent habitat-based cetacean density models (Roberts et al., 2016,
2017, 2018). These models provide the best available scientific information regarding predicted density patterns of cetaceans in the U.S. Atlantic
Ocean, and we provide the corresponding abundance predictions as a point of reference. Total abundance estimates were produced by computing the mean
density of all pixels in the modeled area and multiplying by its area. For those species marked with an asterisk, the available information supported
development of either two or four seasonal models; each model has an associated abundance prediction. Here, we report the maximum predicted abundance.
\4\ Potential biological removal, defined by the MMPA as the maximum number of animals, not including natural mortalities, that may be removed from a
marine mammal stock while allowing that stock to reach or maintain its optimum sustainable population size (OSP). Annual M/SI, found in NMFS' SARs,
represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, subsistence hunting, ship
strike). Annual M/SI values often cannot be determined precisely and is in some cases presented as a minimum value. All M/SI values are as presented
in the draft 2019 SARs (Hayes et al., 2019).
\5\ Abundance estimates are in some cases reported for a guild or group of species when those species are difficult to differentiate at sea. Similarly,
the habitat-based cetacean density models produced by Roberts et al. (2016, 2017, 2018) are based in part on available observational data which, in
some cases, is limited to genus or guild in terms of taxonomic definition. Roberts et al. (2016, 2017, 2018) produced density models to genus level
for Globicephala spp. and produced a density model for bottlenose dolphins that does not differentiate between offshore and coastal stocks.
\6\ NMFS stock abundance estimate applies to U.S. population only, actual stock abundance is approximately 505,000.
[[Page 21204]]
Four marine mammal species that are listed under the Endangered
Species Act (ESA) may be present in the survey area and are included in
the take request: The North Atlantic right whale, fin whale, sei whale,
and sperm whale. We consulted under section 7 of the ESA with the NMFS
Greater Atlantic Regional Fisheries Office (GARFO) on our authorization
of take for these species; please see the Endangered Species Act
section below.
A detailed description of the species likely to be affected by
Atlantic Shores' surveys, including brief introductions to the species
and relevant stocks as well as available information regarding
population trends and threats, and information regarding local
occurrence, were provided in the notice of proposed IHA (85 FR 7926;
February 12, 2020). Since that time, we are not aware of any changes in
the status of these species and stocks; therefore, detailed
descriptions are not provided here. Please refer to that notice for
these descriptions. Please also refer to NMFS' website
(www.fisheries.noaa.gov/find-species) for generalized species accounts.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The effects of underwater noise from Atlantic Shores' survey
activities have the potential to result in behavioral harassment of
marine mammals in the vicinity of the survey area. The notice of
proposed IHA (85 FR 7926; February 12, 2020) included a discussion of
the effects of anthropogenic noise on marine mammals and the potential
effects of underwater noise from Atlantic Shores' survey activities on
marine mammals and their habitat. That information and analysis is
incorporated by reference into this final IHA determination and is not
repeated here; please refer to the notice of proposed IHA (85 FR 7926;
February 12, 2020).
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of ``small numbers'' and the negligible impact determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns for individual marine mammals
resulting from exposure to HRG sources. Based on the nature of the
activity and the anticipated effectiveness of the mitigation measures
(i.e., exclusion zones and shutdown measures), discussed in detail
below in the Mitigation section, Level A harassment is neither
anticipated nor authorized.
As described previously, no mortality is anticipated or authorized
for this activity. Below we describe how the take is estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of activities. We note that while these basic
factors can contribute to a basic calculation to provide an initial
prediction of takes, additional information that can qualitatively
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the take estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source (e.g., frequency, predictability, duty cycle), the environment
(e.g., bathymetry), and the receiving animals (hearing, motivation,
experience, demography, behavioral context) and can be difficult to
predict (Southall et al., 2007, Ellison et al., 2012). Based on what
the available science indicates and the practical need to use a
threshold based on a factor that is both predictable and measurable for
most activities, NMFS uses a generalized acoustic threshold based on
received level to estimate the onset of behavioral harassment. NMFS
predicts that marine mammals are likely to be behaviorally harassed in
a manner we consider Level B harassment when exposed to underwater
anthropogenic noise above received levels of 160 dB re 1 [mu]Pa (rms)
for impulsive and/or intermittent sources (e.g., impact pile driving)
and 120 dB rms for continuous sources (e.g., vibratory driving).
Atlantic Shores' proposed activity includes the use of impulsive and
intermittent sources (geophysical survey equipment) therefore use of
the 160 dB re 1 [mu]Pa (rms) threshold is applicable.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). The
components of Atlantic Shores' proposed activity that may result in the
take of marine mammals include the use of impulsive sources. We note
that sources that operate with a repetition rate greater than 10 Hz
were assessed by Atlantic Shores with the non-impulsive (intermittent)
source criteria and sources with a repetition rate equal to or less
than 10 Hz were assessed with the impulsive source criteria. This
resulted in all echosounders, sparkers, boomers and sub-bottom
profilers (with the exception of one: The Innomar SES-2000 Medium-100
parametric sub-bottom profiler) being categorized as impulsive for
purposes of modeling Level A harassment zones.
These thresholds are provided in Table 4 below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS 2018 Technical Guidance, which may be accessed at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
[[Page 21205]]
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
----------------------------------------------------------------------------------------------------------------
Hearing group Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and cumulative sound exposure level (LE) has
a reference value of 1[mu]Pa\2\s. In this Table, thresholds are abbreviated to reflect American National
Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
The proposed survey would entail the use of HRG equipment. The
distance to the isopleth corresponding to the threshold for Level B
harassment was calculated for all HRG equipment with the potential to
result in harassment of marine mammals. NMFS has developed an interim
methodology for determining the rms sound pressure level
(SPLrms) at the 160-dB isopleth for the purposes of
estimating take by Level B harassment resulting from exposure to HRG
survey equipment (NMFS, 2019). This methodology incorporates frequency
and some directionality to refine estimated ensonified zones. Atlantic
Shores used the methods specified in the interim methodology (NMFS,
2019) with additional modifications to incorporate a seawater
absorption formula and a method to account for energy emitted outside
of the primary beam of the source. For sources that operate with
different beam widths, the maximum beam width was used. The lowest
frequency of the source was used when calculating the absorption
coefficient. The formulas used to apply the methodology are described
in detail in Appendix B of the IHA application. As described above,
NMFS acknowledges that water depth should also be incorporated in
modeling of HRG sources but was not incorporated in the modeling of HRG
sources in the notice of proposed IHA (85 FR 7926; February 12, 2020).
However, also as noted above, NMFS has confirmed using a recently-
developed spreadsheet tool that accompanies the NMFS interim HRG
guidance (NMFS, 2019), which incorporates water depth, that the
incorporation of water depth in modeling the HRG sources proposed for
use by Atlantic Shores would result only in smaller harassment zones
for some sources, and would not result in larger zones for any sources.
NMFS considers the data provided by Crocker and Fratantonio (2016)
to represent the best available information on source levels associated
with HRG equipment and therefore recommends that source levels provided
by Crocker and Fratantonio (2016) be incorporated in the method
described above to estimate isopleth distances to the Level B
harassment threshold. In cases when the source level for a specific
type of HRG equipment is not provided in Crocker and Fratantonio
(2016), NMFS recommends that either the source levels provided by the
manufacturer be used, or, in instances where source levels provided by
the manufacturer are unavailable or unreliable, a proxy from Crocker
and Fratantonio (2016) be used instead. Table 1 shows the HRG equipment
types that may be used during the planned surveys and the sound levels
associated with those HRG equipment types. Table 2-2 in the IHA
application shows the literature sources for the sound source levels
that are shown in Table 2 and that were incorporated into the modeling
of isopleth distances to the Level B harassment threshold.
Results of modeling using the methodology described above indicated
that, of the HRG survey equipment planned for use by Atlantic Shores
that has the potential to result in harassment of marine mammals, sound
produced by the Applied Acoustics Dura-Spark 240 sparker would
propagate furthest to the Level B harassment threshold (Table 5);
therefore, for the purposes of the exposure analysis, it was assumed
the Applied Acoustics Dura-Spark 240 would be active during the entire
duration of the surveys. Thus the distance to the isopleth
corresponding to the threshold for Level B harassment for the Applied
Acoustics Dura-Spark 240 (estimated at 372 m; Table 5) was used as the
basis of the take calculation for all marine mammals. Note that this
results in a conservative estimate of the total ensonified area
resulting from the proposed activities as Atlantic Shores may not
operate the Applied Acoustics Dura-Spark 240 during the entire survey,
and for any survey segments in which it is not ultimately operated the
distance to the Level B harassment threshold would be less than 372 m
(Table 5). However, as Atlantic Shores cannot predict the precise
number of survey days that will require the use of the Applied
Acoustics Dura-Spark 240, it was assumed that it would operated during
the entire duration of the planned surveys.
[[Page 21206]]
Table 5--Modeled Radial Distances From HRG Survey Equipment to Isopleths Corresponding to Level A Harassment and
Level B Harassment Thresholds
----------------------------------------------------------------------------------------------------------------
Radial distance to Level A harassment threshold (m) * Radial
---------------------------------------------------------------- distance to
Level B
harassment
Sound source Low frequency Mid frequency High Phocid threshold (m)
cetaceans cetaceans frequency pinnipeds ---------------
cetaceans (underwater) All marine
mammals
----------------------------------------------------------------------------------------------------------------
Kongsberg EA 400................ <1 2 213 <1 172
Teledyne ODOM Echotrac CVM...... <1 1 220 <1 173
Applied Acoustics Dura-Spark 240 1 <1 9 1 372
Edgetech 2000-DSS............... <1 <1 <1 <1 4
Edgetech 216.................... <1 <1 <1 <1 5
Edgetech 424.................... <1 <1 <1 <1 6
Edgetech 512i................... <1 <1 <1 <1 7
Teledyne Benthos Chirp III...... n/a n/a n/a n/a 71
Kongsberg GeoPulse.............. n/a n/a n/a n/a 231
Innomar SES-2000 Medium-100 <1 <1 60 <1 116
Parametric.....................
Applied Acoustics S-Boom Triple <1 <1 38 <1 97
Plate..........................
Applied Acoustics S-Boom........ <1 <1 13 <1 56
----------------------------------------------------------------------------------------------------------------
* Distances to the Level A harassment threshold based on the larger of the dual criteria (peak SPL and SELcum)
are shown. For the Applied Acoustics Dura-Spark 240 the peak SPL metric resulted in larger isopleth distances;
for all other sources the SELcum metric resulted in larger isopleth distances.
Predicted distances to Level A harassment isopleths, which vary
based on marine mammal functional hearing groups (Table 4), were also
calculated. The updated acoustic thresholds for impulsive sounds (such
as HRG survey equipment) contained in the Technical Guidance (NMFS,
2018) were presented as dual metric acoustic thresholds using both
cumulative sound exposure level (SELcum) and peak sound
pressure level metrics. As dual metrics, NMFS considers onset of PTS
(Level A harassment) to have occurred when either one of the two
metrics is exceeded (i.e., the metric resulting in the largest
isopleth). The SELcum metric considers both level and
duration of exposure, as well as auditory weighting functions by marine
mammal hearing group.
Modeling of distances to isopleths corresponding to the Level A
harassment threshold was performed for all types of HRG equipment
proposed for use with the potential to result in harassment of marine
mammals. Atlantic Shores used a new model developed by JASCO to
calculate distances to Level A harassment isopleths based on both the
peak SPL and the SELcum metric. For the peak SPL metric, the
model is a series of equations that accounts for both seawater
absorption and HRG equipment beam patterns (for all HRG sources with
beam widths larger than 90[deg], it was assumed these sources were
omnidirectional). For the SELcum metric, a model was
developed that accounts for the hearing sensitivity of the marine
mammal group, seawater absorption, and beam width for downwards-facing
transducers. Details of the modeling methodology for both the peak SPL
and SELcum metrics are provided in Appendix A of the IHA
application. This model entails the following steps:
1. Weighted broadband source levels were calculated by assuming a
flat spectrum between the source minimum and maximum frequency,
weighted the spectrum according to the marine mammal hearing group
weighting function (NMFS 2018), and summed across frequency.
2. Propagation loss was modeled as a function of oblique range.
3. Per-pulse SEL was modeled for a stationary receiver at a fixed
distance off a straight survey line, using a vessel transit speed of
3.5 knots and source-specific pulse length and repetition rate. The
off-line distance is referred to as the closest point of approach (CPA)
and was performed for CPA distances between 1 m and 10 km. The survey
line length was modeled as 10 km long (analysis showed longer survey
lines increased SEL by a negligible amount). SEL is calculated as SPL +
10 log10 T/15 dB, where T is the pulse duration.
4. The SEL for each survey line was calculated to produce curves of
weighted SEL as a function of CPA distance.
5. The curves from Step 4 above were used to estimate the CPA
distance to the impact criteria.
We note that in the modeling methods described above and in
Appendix A of the IHA application, sources that operate with a
repetition rate greater than 10 Hz were assessed with the non-impulsive
(intermittent) source criteria while sources with a repetition rate
equal to or less than 10 Hz were assessed with the impulsive source
criteria. This resulted in all echosounders, sparkers, boomers and sub-
bottom profilers (with the exception of one: The Innomar SES-2000
Medium-100 parametric sub-bottom profiler) being categorized as
impulsive for purposes of modeling Level A harassment zones. As noted
above, NMFS does not agree with this step in the modeling assessment,
which results in nearly all HRG sources being classified as impulsive.
However, we note that the classification of the majority of HRG sources
as impulsive results in more conservative modeling results. Therefore,
we are retaining the analysis of Level A harassment zones from the
notice of proposed IHA (85 FR 7926; February 12, 2020), though this
analysis does incorporate a 10 Hz repetition rate as a cutoff between
impulsive and non-impulse sources. We acknowledge that this modeling
approach results in zones are likely conservative for some sources.
Modeled isopleth distances to Level A harassment thresholds for all
types of HRG equipment and all marine mammal functional hearing groups
are shown in Table 5. The dual criteria (peak SPL and
SELcum) were applied to all HRG sources using the modeling
methodology as described above, and the largest isopleth distances for
each functional hearing group were then carried forward in the exposure
analysis to be conservative. For the Applied Acoustics Dura-Spark 240
the peak SPL metric resulted in larger isopleth distances; for all HRG
sources other than the Applied Acoustics Dura-Spark 240, the
SELcum metric resulted in larger isopleth distances.
Distances to the Level A harassment threshold based on the larger of
the dual criteria (peak SPL and SELcum) are shown in Table
5.
[[Page 21207]]
Modeled distances to isopleths corresponding to the Level A
harassment threshold are very small (< 3 m) for three of the four
marine mammal functional hearing groups that may be impacted by the
proposed activities (i.e., low frequency and mid frequency cetaceans,
and phocid pinnipeds; see Table 5). Based on the very small Level A
harassment zones for these functional hearing groups, the potential for
species within these functional hearing groups to be taken by Level A
harassment is considered so low as to be discountable. These three
functional hearing groups encompass all but one of the marine mammal
species listed in Table 3 that may be impacted by the proposed
activities. There is one species (harbor porpoise) within the high
frequency functional hearing group that may be impacted by the proposed
activities. The largest modeled distance to the Level A harassment
threshold for the high frequency functional hearing group was 220 m
(Table 5). However, as noted above, modeled distances to isopleths
corresponding to the Level A harassment threshold are assumed to be
conservative. Level A harassment would also be more likely to occur at
close approach to the sound source or as a result of longer duration
exposure to the sound source, and mitigation measures--including a 100-
m exclusion zone for harbor porpoises--are expected to minimize the
potential for close approach or longer duration exposure to active HRG
sources. In addition, the two HRG sources with the large calculated
Level A zones are highly directional (Table 5), which lessens
significantly the likelihood of exposure. Finally, harbor porpoises are
a notoriously shy species which is known to avoid vessels, and would
also be expected to avoid a sound source prior to that source reaching
a level that would result in injury (Level A harassment). Therefore, we
have determined that the potential for take by Level A harassment of
harbor porpoises is so low as to be discountable. As NMFS has
determined that the likelihood of take of any marine mammals in the
form of Level A harassment occurring as a result of the planned surveys
is so low as to be discountable, we therefore do not propose to
authorize the take by Level A harassment of any marine mammals.
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations.
The habitat-based density models produced by the Duke University
Marine Geospatial Ecology Laboratory (Roberts et al., 2016, 2017, 2018)
represent the best available information regarding marine mammal
densities in the proposed survey area. The density data presented by
Roberts et al. (2016, 2017, 2018) incorporates aerial and shipboard
line-transect survey data from NMFS and other organizations and
incorporates data from 8 physiographic and 16 dynamic oceanographic and
biological covariates, and controls for the influence of sea state,
group size, availability bias, and perception bias on the probability
of making a sighting. These density models were originally developed
for all cetacean taxa in the U.S. Atlantic (Roberts et al., 2016). In
subsequent years, certain models have been updated on the basis of
additional data as well as certain methodological improvements. Our
evaluation of the changes leads to a conclusion that these represent
the best scientific evidence available. More information is available
online at seamap.env.duke.edu/models/Duke-EC-GOM-2015/. Marine mammal
density estimates in the project area (animals/km\2\) were obtained
using these model results (Roberts et al., 2016, 2017, 2018). The
updated models incorporate additional sighting data, including
sightings from the NOAA Atlantic Marine Assessment Program for
Protected Species (AMAPPS) surveys from 2010-2014 (NEFSC & SEFSC, 2011,
2012, 2014a, 2014b, 2015, 2016).
For the exposure analysis, density data from Roberts et al. (2016,
2017, 2018) were mapped using a geographic information system (GIS).
The density coverages that included any portion of the survey areas
were selected for all potential survey months. For each of the survey
areas (i.e., Lease Area, CER North and ECR South), the densities of
each species as reported by Roberts et al. (2016, 2017, 2018) were
averaged by season; thus, a density was calculated for each species for
spring, summer, fall and winter. To be conservative, the greatest
seasonal density calculated for each species was then carried forward
in the exposure analysis. Estimated seasonal densities (animals per
km\2\) of all marine mammal species that may be taken by the planned
survey, for all survey areas are shown in Tables B-1, B-2 and B-3 in
Appendix C of the IHA application. The maximum seasonal density values
used to estimate take numbers are shown in Table 6 below.
For bottlenose dolphin densities, Roberts et al. (2016, 2017, 2018)
does not differentiate by stock. The Western North Atlantic northern
migratory coastal stock only occurs in coastal waters from the
shoreline to approximately the 20-m isobath (Hayes et al. 2018). As the
Lease Area is located within depths exceeding 20-m, where the offshore
stock would typically be expected to occur, all calculated bottlenose
dolphin exposures within the Lease Area were assigned to the offshore
stock. However, both stocks have the potential to occur in the ECR
North and ECR South survey areas. To account for the potential for
mixed stocks within ECR North and South, the survey areas ECR North and
South were divided approximately along the 20-m depth isobath, which
roughly corresponds to the 10-fathom contour on NOAA navigation charts.
As approximately 33 percent of ECR North and ECR South are 20-m or less
in depth, 33 percent of the estimated take calculation for bottlenose
dolphins was applied to the Western North Atlantic northern migratory
coastal stock and the remaining 67 percent was applied to the offshore
stock. Similarly, Roberts et al. (2018) produced density models for all
seals and did not differentiate by seal species. Because the
seasonality and habitat use by gray seals roughly overlaps with that of
harbor seals in the survey areas, it was assumed that modeled takes of
seals could occur to either of the respective species, thus the total
number of modeled takes for seals was applied to each species. This
approach represents a double-counting of expected total seal takes and
is therefore conservative.
Table 6--Maximum Seasonal Marine Mammal Densities (Number of Animals per 100 km2) in the Survey Areas
----------------------------------------------------------------------------------------------------------------
Species Lease area ECR North ECR South
----------------------------------------------------------------------------------------------------------------
North Atlantic right whale...................................... 0.087 0.068 0.073
Humpback whale.................................................. 0.076 0.082 0.103
Fin whale....................................................... 0.100 0.080 0.057
Sei whale....................................................... 0.004 0.004 0.002
Minke whale..................................................... 0.055 0.017 0.019
Sperm Whale..................................................... 0.013 0.005 0.003
[[Page 21208]]
Long-finned pilot whale......................................... 0.036 0.012 0.009
Bottlenose dolphin (W. N. Atlantic Coastal Migratory)........... .............. 21.675 58.524
Bottlenose dolphin (W. N. Atlantic Offshore).................... 21.752 21.675 58.524
Common dolphin.................................................. 3.120 1.644 1.114
Atlantic white-sided dolphin.................................... 0.487 0.213 0.152
Atlantic spotted dolphin........................................ 0.076 0.059 0.021
Risso's dolphin................................................. 0.010 0.001 0.002
Harbor porpoise................................................. 2.904 7.357 2.209
Gray seal....................................................... 4.918 9.737 6.539
Harbor seal..................................................... 4.918 9.737 6.539
----------------------------------------------------------------------------------------------------------------
Note: All density values derived from Roberts et al. (2016, 2017, 2018). Densities shown represent the maximum
seasonal density values calculated.
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate.
In order to estimate the number of marine mammals predicted to be
exposed to sound levels that would result in harassment, radial
distances to predicted isopleths corresponding to harassment thresholds
are calculated, as described above. Those distances are then used to
calculate the area(s) around the HRG survey equipment predicted to be
ensonified to sound levels that exceed harassment thresholds. The area
estimated to be ensonified to relevant thresholds in a single day is
then calculated, based on areas predicted to be ensonified around the
HRG survey equipment and the estimated trackline distance traveled per
day by the survey vessel.
Atlantic Shores estimates that planned surveys will achieve a
maximum daily track line distance of 85 km per day. This distance
accounts for the vessel traveling at approximately 3.5 kn and accounts
for non-active survey periods. Based on the maximum estimated distance
to the Level B harassment threshold of 372 m (Table 5) and the maximum
estimated daily track line distance of 85 km, an area of 63.675 km\2\
would be ensonified to the Level B harassment threshold per day during
Atlantic Shores' planned surveys. As described above, this is a
conservative estimate as it assumes the HRG source that results in the
greatest isopleth distance to the Level B harassment threshold would be
operated at all times during the entire survey, which may not
ultimately occur.
The number of marine mammals expected to be incidentally taken per
day is then calculated by estimating the number of each species
predicted to occur within the daily ensonified area (animals/km\2\),
incorporating the estimated marine mammal densities as described above.
Estimated numbers of each species taken per day are then multiplied by
the total number of survey days (i.e., 350). The product is then
rounded, to generate an estimate of the total number of instances of
harassment expected for each species over the duration of the survey. A
summary of this method is illustrated in the following formula:
Estimated Take = D x ZOI x # of days
Where: D = average species density (per km\2\) and ZOI = maximum daily
ensonified area to relevant thresholds.
Table 7--Numbers of Potential Incidental Take of Marine Mammals Authorized and Takes as a Percentage of
Population
----------------------------------------------------------------------------------------------------------------
Total
Takes by Level Estimated Takes by Level instances of
Species A harassment takes by B harassment Total takes take as a
authorized Level B authorized authorized percentage of
harassment population \1\
----------------------------------------------------------------------------------------------------------------
North Atlantic right whale...... 0 18 9 9 2.2
Humpback whale.................. 0 18 18 18 1.1
Fin whale....................... 0 20 20 20 0.4
Sei whale \2\................... 0 1 2 2 0.3
Minke whale..................... 0 9 9 9 0.4
Sperm whale \2\................. 0 2 3 3 0.1
Long-finned pilot whale......... 0 6 6 6 0.0
Bottlenose dolphin (W.N. 0 1,102 1,102 1,102 16.6
Atlantic Coastal Migratory)....
Bottlenose dolphin (W.N. 0 5,113 5,113 5,113 8.1
Atlantic Offshore).............
Common dolphin.................. 0 544 544 544 0.6
Atlantic white-sided dolphin.... 0 82 82 82 0.2
Atlantic spotted dolphin \2\.... 0 14 100 100 0.2
Risso's Dolphin \2\............. 0 2 6 6 0.1
Harbor porpoise................. 0 115 115 115 0.3
Harbor seal..................... 0 1,404 1,404 1,404 1.9
[[Page 21209]]
Gray seal....................... 0 1,404 1,404 1,404 0.3
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\1\ Calculations of percentage of stock taken are based on the best available abundance estimate as shown in
Table 3. In most cases the best available abundance estimate is provided by Roberts et al. (2016, 2017, 2018),
when available, to maintain consistency with density estimates derived from Roberts et al. (2016, 2017, 2018).
For North Atlantic right whales the best available abundance estimate is derived from the North Atlantic Right
Whale Consortium 2019 Annual Report Card (Pettis et al., 2019). For bottlenose dolphins and seals, Roberts et
al. (2016, 2017, 2018) provides only a single abundance estimate and does not provide abundance estimates at
the stock or species level (respectively), so abundance estimates used to estimate percentage of stock taken
for bottlenose dolphins, gray and harbor seals are derived from NMFS SARs (Hayes et al., 2019).
\2\ The number of authorized takes (Level B harassment only) for these species has been increased from the
estimated take number to mean group size (i.e., Risso's dolphin, sperm whale and Atlantic spotted dolphin) or
to account for the fact that the species may be encountered in pairs despite estimated mean group size being
less than two (i.e., sei whale). Sources for mean group size estimates are as follows: Risso's dolphin: (NOAA
Fisheries Northeast and Southeast Fisheries Science Centers, 2019, 2018, 2017, 2016, 2015, 2014, 2013, 2012,
2011); Atlantic spotted dolphin: Herzing and Perrin (2018); sperm whale: Barkaszi and Kelly (2019).
The numbers of takes authorized are shown in Table 7. Atlantic
Shores did not request take authorization for four marine mammal
species for which takes by Level B harassment were calculated based on
the modeling approach described above: North Atlantic right, fin, sei,
and sperm whale. Though the modeling resulted in estimates of take for
these species as shown in Table 7, Atlantic Shores determined that take
of these species could be avoided due to mitigation. However, given the
size of the modeled Level B harassment zone, the duration of the
planned surveys, and the fact that surveys will occur 24 hours per day,
NMFS is not confident that all takes of these species could be avoided
due to mitigation, and we therefore authorize the number of Level B
harassment takes shown in Table 7. For fin whales we authorize the
number of takes modeled. For sei and sperm whales we authorize takes
based on the numbers modeled but increased the numbers based on mean
group size for the species (described further below). For North
Atlantic right whale, we authorize one half of the takes modeled, as we
expect that mitigation measures, including a 500-m exclusion zone for
right whales (which exceeds the Level B harassment zone by over 100-m
and will be implemented during daylight hours) will be at least that
effective in reducing the potential for takes by Level B harassment.
As described above, Roberts et al. (2018) produced density models
for all seals and did not differentiate by seal species. The take
calculation methodology as described above resulted in an estimate of
1,404 total seal takes. Based on this estimate, Atlantic Shores
requested 1,404 takes each of harbor and gray seals, based on an
assumption that the modeled takes could occur to either of the
respective species. Although this is a conservative approach, we
authorize the requested take numbers for seals as shown in Table 7.
Using the take methodology approach described above, the take
estimates for Risso's dolphin, spotted dolphin and sperm whale were
less than the average group sizes estimated for these species (Table
7). However, information on the social structures of these species
indicates these species are likely to be encountered in groups.
Therefore it is reasonable to conservatively assume that one group of
each of these species will be taken during the planned survey. We
therefore authorize the take of the average group size for these
species to account for the possibility that the planned survey
encounters a group of either of these species (Table 7).
Using the take methodology approach described above, the take
estimate for sei whale resulted in an estimate of one take. While the
mean group size estimate from AMAPPS survey data from 2010 through 2018
was 1.3 whales (NOAA Fisheries Northeast and Southeast Fisheries
Science Centers, 2019, 2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011),
to be conservative we have authorized the take of two sei whales to
account for the fact that the species may be encountered in pairs (NOAA
Fisheries Northeast and Southeast Fisheries Science Centers, 2019,
2018, 2017, 2016, 2015, 2014, 2013, 2012, 2011) (Table 7).
As described above, NMFS has determined that the likelihood of take
of any marine mammals in the form of Level A harassment occurring as a
result of the planned surveys is so low as to be discountable;
therefore, we do not authorize the take of any marine mammals by Level
A harassment.
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
[[Page 21210]]
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
Mitigation Measures
NMFS has required that the following mitigation measures be
implemented during Atlantic Shores' planned marine site
characterization surveys.
Marine Mammal Exclusion Zones, Buffer Zone and Monitoring Zone
Marine mammal exclusion zones (EZ) would be established around the
HRG survey equipment and monitored by protected species observers (PSO)
during HRG surveys as follows:
A 500-m EZ would be required for North Atlantic right
whales; and
A 100-m EZ would be required for all other marine mammals.
If a marine mammal is detected approaching or entering the EZs
during the survey, the vessel operator would adhere to the shutdown
procedures described below. In addition to the EZs described above,
PSOs would visually monitor a 200 m Buffer Zone. During use of acoustic
sources with the potential to result in marine mammal harassment (i.e.,
anytime the acoustic source is active, including ramp-up), occurrences
of marine mammals within the Buffer Zone (but outside the EZs) would be
communicated to the vessel operator to prepare for potential shutdown
of the acoustic source. The Buffer Zone is not applicable when the EZ
is greater than 100 meters. PSOs would also be required to observe a
500-m Monitoring Zone and record the presence of all marine mammals
within this zone. In addition, observation of any marine mammals within
the Level B harassment zone will be documented. The zones described
above would be based upon the radial distance from the active equipment
(rather than being based on distance from the vessel itself).
Visual Monitoring
A minimum of one NMFS-approved PSO must be on duty and conducting
visual observations at all times during daylight hours (i.e., from 30
minutes prior to sunrise through 30 minutes following sunset) and 30
minutes prior to and during nighttime ramp-ups of HRG equipment. Visual
monitoring would begin no less than 30 minutes prior to ramp-up of HRG
equipment and would continue until 30 minutes after use of the acoustic
source ceases or until 30 minutes past sunset. PSOs would establish and
monitor the applicable EZs, Buffer Zone and Monitoring Zone as
described above. Visual PSOs must ensure 360[deg] visual coverage
around the vessel from the most appropriate observation posts, and
would conduct visual observations using binoculars and the naked eye
while free from distractions and in a consistent, systematic, and
diligent manner. PSOs would estimate distances to marine mammals
located in proximity to the vessel and/or relevant using range finders.
It would be the responsibility of the Lead PSO on duty to communicate
the presence of marine mammals as well as to communicate and enforce
the action(s) that are necessary to ensure mitigation and monitoring
requirements are implemented as appropriate. Position data would be
recorded using hand-held or vessel global positioning system (GPS)
units for each confirmed marine mammal sighting.
Pre-Clearance of the Exclusion Zones
Prior to initiating HRG survey activities, Atlantic Shores would
implement a 30-minute pre-clearance period. During pre-clearance
monitoring (i.e., before ramp-up of HRG equipment begins), the Buffer
Zone would also act as an extension of the 100 m EZ in that
observations of marine mammals within the 200 m Buffer Zone would also
preclude HRG operations from beginning. During this period, PSOs would
ensure that no marine mammals are observed within 200 m of the survey
equipment (500 m in the case of North Atlantic right whales). HRG
equipment would not start up until this 200 m zone (or, 500 m zone in
the case of North Atlantic right whales) is clear of marine mammals for
at least 30 minutes. The vessel operator would notify a designated PSO
of the planned start of HRG survey equipment as agreed upon with the
lead PSO; the notification time should not be less than 30 minutes
prior to the planned initiation of HRG equipment order to allow the
PSOs time to monitor the EZs and Buffer Zone for the 30 minutes of pre-
clearance. A PSO conducting pre-clearance observations would be
notified again immediately prior to initiating active HRG sources.
If a marine mammal were observed within the relevant EZs or Buffer
Zone during the pre-clearance period, initiation of HRG survey
equipment would not begin until the animal(s) has been observed exiting
the respective EZ or Buffer Zone, or, until an additional time period
has elapsed with no further sighting (i.e., minimum 15 minutes for
small odontocetes and seals, and 30 minutes for all other species). The
pre-clearance requirement would include small delphinoids that approach
the vessel (e.g., bow ride). PSOs would also continue to monitor the
zone for 30 minutes after survey equipment is shut down or survey
activity has concluded.
Ramp-Up of Survey Equipment
When technically feasible, a ramp-up procedure would be used for
geophysical survey equipment capable of adjusting energy levels at the
start or re-start of survey activities. The ramp-up procedure would be
used at the beginning of HRG survey activities in order to provide
additional protection to marine mammals near the survey area by
allowing them to detect the presence of the survey and vacate the area
prior to the commencement of survey equipment operation at full power.
Ramp-up of the survey equipment would not begin until the relevant EZs
and Buffer Zone has been cleared by the PSOs, as described above. HRG
equipment would be initiated at their lowest power output and would be
incrementally increased to full power. If any marine mammals are
detected within the EZs or Buffer Zone prior to or during ramp-up, the
HRG equipment would be shut down (as described below).
Shutdown Procedures
If an HRG source is active and a marine mammal is observed within
or entering a relevant EZ (as described above) an immediate shutdown of
the HRG survey equipment would be required. When shutdown is called for
by a PSO, the acoustic source would be immediately deactivated and any
dispute resolved only following deactivation. Any PSO on duty would
have the authority to delay the start of survey operations or to call
for shutdown of the acoustic source if a marine mammal is detected
within the applicable EZ. The vessel operator would establish and
maintain clear lines of communication directly between PSOs on duty and
crew controlling the HRG source(s) to ensure that shutdown commands are
conveyed swiftly while allowing PSOs to maintain watch. Subsequent
restart of the HRG equipment would only occur after the marine mammal
has either been observed exiting the relevant EZ, or, until an
additional time period has elapsed with no further sighting of the
animal within the relevant EZ (i.e., 15 minutes for small odontocetes
and seals, and 30 minutes for large whales).
Upon implementation of shutdown, the HRG source may be reactivated
after the marine mammal that triggered the shutdown has been observed
exiting the
[[Page 21211]]
applicable EZ (i.e., the animal is not required to fully exit the
Buffer Zone where applicable), or, following a clearance period of 15
minutes for small odontocetes and seals and 30 minutes for all other
species with no further observation of the marine mammal(s) within the
relevant EZ. If the HRG equipment shuts down for brief periods (i.e.,
less than 30 minutes) for reasons other than mitigation (e.g.,
mechanical or electronic failure) the equipment may be re-activated as
soon as is practicable at full operational level, without 30 minutes of
pre-clearance, only if PSOs have maintained constant visual observation
during the shutdown and no visual detections of marine mammals occurred
within the applicable EZs and Buffer Zone during that time. For a
shutdown of 30 minutes or longer, or if visual observation was not
continued diligently during the pause, pre-clearance observation is
required, as described above.
The shutdown requirement would be waived for certain genera of
small delphinids (i.e., Delphinus, Lagenorhynchus, Stenella, and
Tursiops) under certain circumstances. If a delphinid(s) from these
genera is visually detected approaching the vessel (i.e., to bow ride)
or towed survey equipment, shutdown would not be required. If there is
uncertainty regarding identification of a marine mammal species (i.e.,
whether the observed marine mammal(s) belongs to one of the delphinid
genera for which shutdown is waived), PSOs would use best professional
judgment in making the decision to call for a shutdown.
If a species for which authorization has not been granted, or, a
species for which authorization has been granted but the authorized
number of takes have been met, approaches or is observed within the
area encompassing the Level B harassment isopleth (372 m), shutdown
would occur.
Vessel Strike Avoidance
Vessel strike avoidance measures would include, but would not be
limited to, the following, except under circumstances when complying
with these requirements would put the safety of the vessel or crew at
risk:
All vessel operators and crew will maintain vigilant watch
for cetaceans and pinnipeds, and slow down or stop their vessel to
avoid striking these protected species;
All survey vessels, regardless of size, must observe a 10-
knot speed restriction in specific areas designated by NMFS for the
protection of North Atlantic right whales from vessel strikes: Any
Dynamic Management Areas (DMA) when in effect, and the Mid-Atlantic
Seasonal Management Area (SMA) off the entrance to New York harbor
(from November 1 through April 30);
All vessel operators will reduce vessel speed to 10 knots
(18.5 km/hr) or less when any large whale, any mother/calf pairs, large
assemblages of non-delphinoid cetaceans are observed near (within 100 m
(330 ft)) an underway vessel;
All survey vessels will maintain a separation distance of
500 m (1640 ft) or greater from any sighted North Atlantic right whale;
If underway, vessels must steer a course away from any
sighted North Atlantic right whale at 10 knots (18.5 km/hr) or less
until the 500 m (1640 ft) minimum separation distance has been
established. If a North Atlantic right whale is sighted in a vessel's
path, or within 100 m (330 ft) to an underway vessel, the underway
vessel must reduce speed and shift the engine to neutral. Engines will
not be engaged until the North Atlantic right whale has moved outside
of the vessel's path and beyond 100 m. If stationary, the vessel must
not engage engines until the North Atlantic right whale has moved
beyond 100 m;
All vessels will maintain a separation distance of 100 m
(330 ft) or greater from any sighted non-delphinoid cetacean. If
sighted, the vessel underway must reduce speed and shift the engine to
neutral, and must not engage the engines until the non-delphinoid
cetacean has moved outside of the vessel's path and beyond 100 m. If a
survey vessel is stationary, the vessel will not engage engines until
the non-delphinoid cetacean has moved out of the vessel's path and
beyond 100 m;
All vessels will maintain a separation distance of 50 m
(164 ft) or greater from any sighted delphinoid cetacean. Any vessel
underway remain parallel to a sighted delphinoid cetacean's course
whenever possible, and avoid excessive speed or abrupt changes in
direction. Any vessel underway reduces vessel speed to 10 knots (18.5
km/hr) or less when pods (including mother/calf pairs) or large
assemblages of delphinoid cetaceans are observed. Vessels may not
adjust course and speed until the delphinoid cetaceans have moved
beyond 50 m and/or the abeam of the underway vessel;
All vessels will maintain a separation distance of 50 m
(164 ft) or greater from any sighted pinniped; and
All vessels underway will not divert or alter course in
order to approach any whale, delphinoid cetacean, or pinniped. Any
vessel underway will avoid excessive speed or abrupt changes in
direction to avoid injury to the sighted cetacean or pinniped.
Atlantic Shores will ensure that vessel operators and crew maintain
a vigilant watch for marine mammals by slowing down or stopping the
vessel to avoid striking marine mammals. Project-specific training will
be conducted for all vessel crew prior to the start of survey
activities. Confirmation of the training and understanding of the
requirements will be documented on a training course log sheet. Signing
the log sheet will certify that the crew members understand and will
comply with the necessary requirements throughout the survey
activities.
Seasonal Operating Requirements
As described above, the section of the survey area partially
overlaps with a portion of a North Atlantic right whale SMA off the
port of New York/New Jersey. This SMA is active from November 1 through
April 30 of each year. All survey vessels, regardless of length, would
be required to adhere to vessel speed restrictions (<10 kn) when
operating within the SMA during times when the SMA is active. In
addition, between watch shifts, members of the monitoring team would
consult NMFS' North Atlantic right whale reporting systems for the
presence of North Atlantic right whales throughout survey operations.
Members of the monitoring team would also monitor the NMFS North
Atlantic right whale reporting systems for the establishment of DMA. If
NMFS should establish a DMA in the survey area while surveys are
underway, Atlantic Shores would contact NMFS within 24 hours of the
establishment of the DMA to determine whether alteration of survey
activities was warranted to avoid right whales to the extent possible.
The mitigation measures are designed to avoid some instances of
Level B harassment, and to minimize the potential for vessel strikes.
Further, we believe the mitigation measures are practicable for the
applicant to implement. Atlantic Shores plans to implement mitigation
measures in addition to the measures described above; for information
on these additional measures, see Section 11 of the IHA application.
There are no known marine mammal rookeries or mating or calving
grounds in the survey area that would otherwise potentially warrant
increased mitigation measures for marine mammals or their habitat (or
both). The survey would occur in an area that has been identified as a
biologically important area for
[[Page 21212]]
migration for North Atlantic right whales. However, given the small
spatial extent of the survey area relative to the substantially larger
spatial extent of the right whale migratory area, the survey is not
expected to appreciably reduce migratory habitat nor to negatively
impact the migration of North Atlantic right whales, thus mitigation to
address the survey's occurrence in North Atlantic right whale migratory
habitat is not warranted.
Based on our evaluation of the required measures, as well as other
measures considered by NMFS, NMFS has determined that the mitigation
measures provide the means effecting the least practicable impact on
the affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
action area. Effective reporting is critical both to compliance as well
as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat).
Mitigation and monitoring effectiveness.
Monitoring Measures
As described above, visual monitoring would be performed by
qualified and NMFS-approved PSOs. Atlantic Shores would use
independent, dedicated, trained PSOs, meaning that the PSOs must be
employed by a third-party observer provider, must have no tasks other
than to conduct observational effort, collect data, and communicate
with and instruct relevant vessel crew with regard to the presence of
marine mammals and mitigation requirements (including brief alerts
regarding maritime hazards), and must have successfully completed an
approved PSO training course appropriate for their designated task.
Atlantic Shores would provide resumes of all proposed PSOs (including
alternates) to NMFS for review and approval.
During survey operations (e.g., any day on which use of an HRG
source is planned to occur), a minimum of one PSO must be on duty and
conducting visual observations at all times on all active survey
vessels during daylight hours (i.e., from 30 minutes prior to sunrise
through 30 minutes following sunset) and nighttime ramp-ups of HRG
equipment. Visual monitoring would begin no less than 30 minutes prior
to initiation of HRG survey equipment and would continue until one hour
after use of the acoustic source ceases or until 30 minutes past
sunset. PSOs would coordinate to ensure 360[deg] visual coverage around
the vessel from the most appropriate observation posts, and would
conduct visual observations using binoculars and the naked eye while
free from distractions and in a consistent, systematic, and diligent
manner. PSOs may be on watch for a maximum of 4 consecutive hours
followed by a break of at least 2 hours between watches and may conduct
a maximum of 12 hours of observation per 24-hour period. In cases where
multiple vessels are surveying concurrently, any observations of marine
mammals would be communicated to PSOs on all survey vessels.
PSOs would be equipped with binoculars and have the ability to
estimate distances to marine mammals located in proximity to the vessel
and/or exclusion zone using range finders. Reticulated binoculars will
also be available to PSOs for use as appropriate based on conditions
and visibility to support the monitoring of marine mammals. Position
data would be recorded using hand-held or vessel GPS units for each
sighting. Observations would take place from the highest available
vantage point on the survey vessel. General 360-degree scanning would
occur during the monitoring periods, and target scanning by the PSO
would occur when alerted of a marine mammal presence.
During good conditions (e.g., daylight hours; Beaufort sea state
(BSS) 3 or less), to the maximum extent practicable, PSOs would conduct
observations when the acoustic source is not operating for comparison
of sighting rates and behavior with and without use of the acoustic
source and between acquisition periods. Any observations of marine
mammals by crew members aboard any vessel associated with the survey
would be relayed to the PSO team.
Data on all PSO observations would be recorded based on standard
PSO collection requirements. This would include dates, times, and
locations of survey operations; dates and times of observations,
location and weather; details of marine mammal sightings (e.g.,
species, numbers, behavior); and details of any observed marine mammal
take that occurs (e.g., noted behavioral disturbances).
Reporting Measures
Within 90 days after completion of survey activities, a final
technical report will be provided to NMFS that fully documents the
methods and monitoring protocols, summarizes the data recorded during
monitoring, summarizes the number of marine mammals estimated to have
been taken during survey activities (by species, when known),
summarizes the mitigation actions taken during surveys (including what
type of mitigation and the species and number of animals that prompted
the mitigation action, when known), and provides an interpretation of
the results and effectiveness of all mitigation and monitoring. Any
recommendations made by NMFS must be addressed in the final report
prior to acceptance by NMFS.
In addition to the final technical report, Atlantic Shores will
provide the reports described below as necessary during survey
activities. In the unanticipated event that Atlantic
[[Page 21213]]
Shores' activities lead to an injury (Level A harassment) of a marine
mammal, Atlantic Shores would immediately cease the specified
activities and report the incident to the NMFS Office of Protected
Resources (OPR) Permits and Conservation Division and the NMFS New
England/Mid-Atlantic Stranding Coordinator. The report would include
the following information:
Time, date, and location (latitude/longitude) of the
incident;
Name and type of vessel involved;
Vessel's speed during and leading up to the incident;
Description of the incident;
Status of all sound source use in the 24 hours preceding
the incident;
Water depth;
Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, and visibility);
Description of all marine mammal observations in the 24
hours preceding the incident;
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Activities would not resume until NMFS is able to review the
circumstances of the event. NMFS would work with Atlantic Shores to
minimize reoccurrence of such an event in the future. Atlantic Shores
would not resume activities until notified by NMFS.
In the event that Atlantic Shores personnel discover an injured or
dead marine mammal, Atlantic Shores would report the incident to the
OPR Permits and Conservation Division and the NMFS New England/Mid-
Atlantic Stranding Coordinator as soon as feasible. The report would
include the following information:
Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal was
discovered.
In the unanticipated event of a ship strike of a marine mammal by
any vessel involved in the activities covered by the IHA, Atlantic
Shores would report the incident to the NMFS OPR Permits and
Conservation Division and the NMFS New England/Mid-Atlantic Stranding
Coordinator as soon as feasible. The report would include the following
information:
Time, date, and location (latitude/longitude) of the
incident;
Species identification (if known) or description of the
animal(s) involved;
Vessel's speed during and leading up to the incident;
Vessel's course/heading and what operations were being
conducted (if applicable);
Status of all sound sources in use;
Description of avoidance measures/requirements that were
in place at the time of the strike and what additional measures were
taken, if any, to avoid strike;
Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, visibility) immediately preceding the
strike;
Estimated size and length of animal that was struck;
Description of the behavior of the marine mammal
immediately preceding and following the strike;
If available, description of the presence and behavior of
any other marine mammals immediately preceding the strike;
Estimated fate of the animal (e.g., dead, injured but
alive, injured and moving, blood or tissue observed in the water,
status unknown, disappeared); and
To the extent practicable, photographs or video footage of
the animal(s).
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, our analysis applies to all the species listed
in Table 3, given that NMFS expects the anticipated effects of the
planned survey to be similar in nature. NMFS does not anticipate that
serious injury or mortality would occur as a result of Atlantic Shores'
survey, even in the absence of mitigation. Thus the authorization does
not authorize any serious injury or mortality. As discussed in the
Potential Effects of Specified Activities on Marine Mammals and their
Habitat section, non-auditory physical effects and vessel strike are
not expected to occur. Additionally and as discussed previously, given
the nature of activity and sounds sources used and especially in
consideration of the required mitigation, Level A harassment is neither
anticipated nor authorized. We expect that all potential takes would be
in the form of short-term Level B behavioral harassment in the form of
temporary avoidance of the area, reactions that are considered to be of
low severity and with no lasting biological consequences (e.g.,
Southall et al., 2007).
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from other
similar activities, will likely be limited to reactions such as
increased swimming speeds, increased surfacing time, or decreased
foraging (if such activity were occurring). Most likely, individuals
will simply move away from the sound source and temporarily avoid the
area where the survey is occurring. We expect that any avoidance of the
survey area by marine mammals would be temporary in nature and that any
marine mammals that avoid the survey area during the survey activities
would not be permanently displaced. Even repeated Level B harassment of
some small subset of an overall stock is unlikely to result in any
significant realized decrease in viability for the affected
individuals, and thus would not result in any adverse impact to the
stock as a whole.
[[Page 21214]]
In addition to being temporary and short in overall duration, the
acoustic footprint of the survey is small relative to the overall
distribution of the animals in the area and their use of the area.
Potential impacts to marine mammal habitat were discussed in the notice
of proposed IHA (85 FR 7926; February 12, 2020). Marine mammal habitat
may be impacted by elevated sound levels, but these impacts would be
temporary. There are no areas of notable biological significance for
marine mammal feeding known to exist in the project area. Feeding
behavior is not likely to be significantly impacted, as prey species
are mobile and are broadly distributed throughout the project area;
therefore, marine mammals that may be temporarily displaced during
survey activities are expected to be able to resume foraging once they
have moved away from areas with disturbing levels of underwater noise.
Because of the temporary nature of the disturbance and the availability
of similar habitat and resources in the surrounding area, the impacts
to marine mammals and the food sources that they utilize are not
expected to cause significant or long-term consequences for individual
marine mammals or their populations.
There are no rookeries, mating areas or calving areas known to be
biologically important to marine mammals within the survey area. The
survey area overlaps a portion of a biologically important migratory
area for North Atlantic right whales (effective March-April and
November-December) that extends from Massachusetts to Florida
(LaBrecque, et al., 2015). Off the coasts of New York and New Jersey,
this biologically important migratory area extends from the coast to
beyond the shelf break. Due to the fact that that the survey is
temporary and the spatial extent of sound produced by the survey would
be very small relative to the spatial extent of the available migratory
habitat in the area, right whale migration is not expected to be
impacted by the survey. There is no designated critical habitat for any
ESA-listed marine mammals in the survey area.
North Atlantic right, humpback, and minke whales, and gray and
harbor seals are experiencing ongoing UMEs. For North Atlantic right
whales, as described above, no injury as a result of the survey is
expected or authorized, and Level B harassment takes of right whales
are expected to be in the form of avoidance of the immediate area of
the survey. In addition, the number of takes authorized above the Level
B harassment threshold are minimal (i.e., 9). As no injury or mortality
is expected or authorized, and Level B harassment of North Atlantic
right whales will be reduced to the level of least practicable adverse
impact through use of mitigation measures, the authorized takes of
right whales would not exacerbate or compound the ongoing UME in any
way.
Similarly, no injury or mortality is expected or authorized for any
of the other species with UMEs, Level B harassment will be reduced to
the level of least practicable adverse impact through use of mitigation
measures, and the authorized takes would not exacerbate or compound the
ongoing UMEs. For minke whales, although the ongoing UME is under
investigation (as occurs for all UMEs), this event does not provide
cause for concern regarding population level impacts, as the likely
population abundance is greater than 20,000 whales. Even though the PBR
value is based on an abundance for U.S. waters that is negatively
biased and a small fraction of the true population abundance, annual M/
SI does not exceed the calculated PBR value for minke whales. With
regard to humpback whales, the UME does not yet provide cause for
concern regarding population-level impacts. Despite the UME, the
relevant population of humpback whales (the West Indies breeding
population, or distinct population segment (DPS)) remains healthy. The
West Indies DPS, which consists of the whales whose breeding range
includes the Atlantic margin of the Antilles from Cuba to northern
Venezuela, and whose feeding range primarily includes the Gulf of
Maine, eastern Canada, and western Greenland, was delisted. The status
review identified harmful algal blooms, vessel collisions, and fishing
gear entanglements as relevant threats for this DPS, but noted that all
other threats are considered likely to have no or minor impact on
population size or the growth rate of this DPS (Bettridge et al.,
2015). As described in Bettridge et al. (2015), the West Indies DPS has
a substantial population size (i.e., approximately 10,000; Stevick et
al., 2003; Smith et al., 1999; Bettridge et al., 2015), and appears to
be experiencing consistent growth. With regard to gray and harbor
seals, although the ongoing UME is under investigation, the UME does
not yet provide cause for concern regarding population-level impacts to
any of these stocks. For harbor seals, the population abundance is over
75,000 and annual M/SI (345) is well below PBR (2,006) (Hayes et al.,
2018). For gray seals, the population abundance in the United States is
over 27,000, with an estimated abundance including seals in Canada of
approximately 505,000, and abundance is likely increasing in the U.S.
Atlantic EEZ as well as in Canada (Hayes et al., 2019).
The mitigation measures are expected to reduce the number and/or
severity of takes by giving animals the opportunity to move away from
the sound source before HRG survey equipment reaches full energy and by
establishing zones that will prevent animals from being exposed to
higher sound levels that may otherwise result in injury or more severe
behavioral responses. No Level A harassment, which involves the
potential for injury, has been authorized. Additional vessel strike
avoidance requirements will further mitigate potential impacts to
marine mammals during vessel transit to and within the survey area.
NMFS concludes that exposures to marine mammal species and stocks
due to Atlantic Shores' survey would result in only short-term
(temporary and short in duration) effects to individuals exposed.
Marine mammals may temporarily avoid the immediate area, but are not
expected to permanently abandon the area. Major shifts in habitat use,
distribution, or foraging success are not expected. NMFS does not
anticipate the authorized takes to impact annual rates of recruitment
or survival.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
No mortality, serious injury, or Level A harassment is
anticipated or authorized;
The anticipated impacts of the activity on marine mammals
would primarily be in the form of temporary behavioral changes due to
avoidance of the area around the survey vessel;
The availability of alternate areas of similar habitat
value (for foraging, etc.) for marine mammals that may temporarily
vacate the survey area during the survey to avoid exposure to sounds
from the activity;
The survey area does not contain known areas of
significance for mating or calving;
Effects on species that serve as prey species for marine
mammals from the survey would be minor and temporary and would not be
expected to reduce the availability of prey or to affect marine mammal
feeding;
The mitigation measures, including visual and acoustic
monitoring, exclusion zones, and shutdown measures, are expected to
minimize potential impacts to marine mammals.
[[Page 21215]]
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS finds that the total marine mammal take from the
proposed activity will have a negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities.
The numbers of marine mammals that we authorize to be taken, for
all species and stocks, would be considered small relative to the
relevant stocks or populations (less than one third of the best
available population abundance for all species and stocks) (see Table
7). Based on the analysis contained herein of the activity (including
the mitigation and monitoring measures) and the anticipated take of
marine mammals, NMFS finds that small numbers of marine mammals will be
taken relative to the population size of the affected species or
stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must evaluate our proposed action (i.e., the promulgation of
regulations and subsequent issuance of incidental take authorization)
and alternatives with respect to potential impacts on the human
environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 of the Companion Manual for NAO 216-6A,
which do not individually or cumulatively have the potential for
significant impacts on the quality of the human environment and for
which we have not identified any extraordinary circumstances that would
preclude this categorical exclusion. Accordingly, NMFS has determined
that the proposed action qualifies to be categorically excluded from
further NEPA review.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (16 U.S.C.
1531 et seq.) requires that each Federal agency insure that any action
it authorizes, funds, or carries out is not likely to jeopardize the
continued existence of any endangered or threatened species or result
in the destruction or adverse modification of designated critical
habitat. To ensure ESA compliance for the issuance of IHAs, NMFS
consults internally, in this case with the NMFS GARFO, whenever we
propose to authorize take for endangered or threatened species.
The NMFS OPR Permits and Conservation Division is authorizing the
incidental take of four species of marine mammals which are listed
under the ESA: The North Atlantic right, fin, sei and sperm whale. We
requested initiation of consultation under Section 7 of the ESA with
NMFS GARFO on February 12, 2020, for the issuance of this IHA. BOEM
consulted with NMFS GARFO under section 7 of the ESA on commercial wind
lease issuance and site assessment activities on the Atlantic Outer
Continental Shelf in Massachusetts, Rhode Island, New York and New
Jersey Wind Energy Areas. The NMFS GARFO issued a Biological Opinion
concluding that these activities may adversely affect but are not
likely to jeopardize the continued existence of the North Atlantic
right, fin, and sperm whale. The Biological Opinion can be found online
at: www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. Upon
request from the NMFS Office of Protected Resources, NMFS GARFO issued
an amended incidental take statement associated with this Biological
Opinion to include the takes of the ESA-listed marine mammal species
authorized through this IHA in April, 2020.
Authorization
NMFS has issued an IHA to Atlantic Shores for conducting marine
site characterization surveys offshore of New Jersey and New York, for
a period of one year, provided the previously mentioned mitigation,
monitoring, and reporting requirements are incorporated.
Dated: April 10, 2020.
Donna Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2020-07969 Filed 4-15-20; 8:45 am]
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